|
Online Trade
Commissions
U.S. Equities & ADRs
$7.00 flat rate for trades on all NYSE, AMEX, and
NASDAQ limit and market orders value at $1.01 or more*
(Internet Order Only)
U.S. Option
$7.00 per trade plus $1.00 per contract
for any contract price; $15.00 minimum per option order
-
Options are not suitable for all
investors as the special risks inherent to options
trading may expose investors to potentially rapid
and substantial losses. Please read
options disclosure documents. *
-
Stock at / or under$1.00 per share.
Subject to regular commission rate, no discount
available, either market or limited order. Minimum of
$25.00 per trade. Cleared funds must be in the
account prior to accepting orders. *
Broker-Assisted Trade
U.S. Equities & ADRs
$20.00 for all broker-assisted trades*
US Options
$17.00 per trade plus $1.50/contract for all
broker-assisted trades; $25.00 minimum per option order
-
Options are not suitable for all
investors as the special risks inherent to options
trading may expose investors to potentially rapid and
substantial losses. Please read
options disclosure documents. *
-
Stock at / or under $1.00 per
share. Subject to
regular commission rate, no discount available, either
market or limited order. Minimum of $25.00 per trade.
Cleared funds must be in the account prior to accepting
orders. *
Foreign Equities
$125.00+2 cents per share
Mutual Funds
No-Load Mutual Funds for Internet Order Only
$30.00 transaction
No-Load/No-Transaction Mutual Funds
Free
Load/No-load Mutual Funds for Broker-Assisted Only
$35.00
Fix Income
-
Listed Corporate Bonds = $25 + $2 per bond
-
Treasury Bills = $50
-
Zero Coupons = $50
-
Treasury Notes = Net
-
Treasury Bonds = Net
-
OTC Corporate Bonds = Net
-
CMO's = Net
-
Mortgage Backed Securities = Net
-
Money Market Instruments (CD's, BA's, Commercial Paper)
= $60
Related Charge (where
applicable)
Special Handling
If you prefer to direct us where or how to execute your
orders, a special handling fee will incurred.
EFFECTIVE IMMEDIATELY: For any internet order
that require a RR to manually replace or cancel, an
additional $5.00 charge per request will apply.
Other
Miscellaneous Fees
-
Postage & Handing Fees $3.00 apply to all executed
equities / option trade plus stock price at or under
$1.00 (except Internet Trade US Equities and ADRs
items)
-
Late Payment Charges $0.25 per day per $1,000.00
principal from settlement date
-
Duplicate monthly statements - $10.00 per month
-
Transfer & Ship Fees - $75.00 per certificate
-
Margin Extensions - $20.00
-
Mail Gram - $15.00
-
Bank Wiring of Funds - $35.00/domestic
$40.00/international
-
IRA Termination / Distribution Fees - $80.00
-
Processing ACAT / Termination - $50.00
-
Custodian Fees - $25.00
-
Voluntary/Mandatory Reorgs - $25.00
-
Returned/Bounced Checks - $35.00
-
Stop Payment - $35.00
-
Option Assignments & Exercises - $25.00 per
transaction (all options exercises must have clear funds in the
account before exercising is done)
-
Legal Returns - $30.00
-
Inactive Fees - None
* We reserve the rights to
change our fees and commissions at any time.
Some
restrictions apply.
|
